KEYNOTE FINANCIAL SERVICES, LLC

CRD 130384File 801-126600

APPROVED

Retail clients

Custody

Filing as of Mar 11, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$227.4M

Below cohort median (national)

Discretionary AUM

$227.4M

Clients

209

536 accounts

Employees

Bottom 25% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Sep 22, 2022
Principal office: 7 KEYNOTE DRIVE, SUITE D, VERNON, CT, 06066
Phone: 860-875-5753
Website: https://www.keynotefs.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $227.4M
Discretionary AUM: $227.4M
Non-discretionary AUM: $0
Discretionary accounts: 536
Non-discretionary accounts: 0
Total accounts: 536
AUM per client: $1.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$50K
Charitable organizations	Fewer than 5	$2.6M
High net worth individuals	73	$187.1M
Pension and profit sharing plans	6	$10.1M
Individuals (other than high net worth individuals)	125	$27.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.