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SEARLE & CO.
CRD 13035File 801-68574
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Dec 16, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$629.9M
Above cohort median (national)
Discretionary AUM
$601.1M
Non-discretionary $28.8M
Clients
127
129 accounts
Employees
13
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 30, 2007
- Principal office
- 333 GREENWICH AVENUE, GREENWICH, CT, 06830
- Phone
- 203-869-4800
- Website
- HTTP://SEARLECO.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $629.9M
- Discretionary AUM
- $601.1M
- Non-discretionary AUM
- $28.8M
- Discretionary accounts
- 119
- Non-discretionary accounts
- 10
- Total accounts
- 129
- AUM per client
- $5.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $4.8M |
| High net worth individuals | 119 | $621.5M |
| Individuals (other than high net worth individuals) | 7 | $3.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 11 | 13 | increased by2 |
| Jan 1, 2026 | Clients | 121 | 127 | increased by6 |
| Jan 1, 2026 | AUM | $648,957,944 | $629,892,525 | decreased by$19,065,419 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 11 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 43 | 121 | increased by78 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $363,220,962 | $648,957,944 | increased by$285,736,982 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 109 | 129 | increased by20 |
| Dec 1, 2021 | Clients | 51 | 43 | decreased by8 |
| Dec 1, 2021 | AUM | $305,417,789 | $363,220,962 | increased by$57,803,173 |
| Dec 1, 2021 | Accounts | 108 | 109 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SEARLE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SEARLE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.