CAPITAL DYNAMICS, INC.

CRD 130320File 801-69335

APPROVED

Custody

Disclosure events

Filing as of Mar 30, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.69B

Top 25% of cohort (national)

Discretionary AUM

$2.36B

Non-discretionary $322.6M

Clients

27 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Jun 19, 2008
Principal office: 444 MADISON AVE, 21ST FLOOR, NEW YORK, NY, 10022
Phone: 212-798-3400
Website: HTTP://WWW.CAPDYN.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.69B
Discretionary AUM: $2.36B
Non-discretionary AUM: $322.6M
Discretionary accounts: 25
Non-discretionary accounts: 2
Total accounts: 27
AUM per client: $99.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Pooled investment vehicles	27	$2.69B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11C2
Q11C4
Q11C5

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	29	30	increased by1
Apr 1, 2026	Clients	32	27	decreased by5
Apr 1, 2026	AUM	$2,812,306,895	$2,686,955,570	decreased by$125,351,325
Apr 1, 2026	Accounts	32	27	decreased by5
May 1, 2025 vs Oct 1, 2022	Employees	43	29	decreased by14
May 1, 2025 vs Oct 1, 2022	Clients	44	32	decreased by12
May 1, 2025 vs Oct 1, 2022	AUM	$3,098,113,208	$2,812,306,895	decreased by$285,806,313
May 1, 2025 vs Oct 1, 2022	Accounts	44	32	decreased by12
Apr 1, 2022	Employees	61	43	decreased by18
Apr 1, 2022	Clients	42	44	increased by2
Apr 1, 2022	AUM	$5,542,421,695	$3,098,113,208	decreased by$2,444,308,487
Apr 1, 2022	Accounts	42	44	increased by2
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “CAPITAL DYNAMICS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL DYNAMICS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.