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LESA SROUFE & COMPANY, INC.
CRD 130232File 801-63880
APPROVED
Retail clients
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$207.3M
Below cohort median (national)
Discretionary AUM
$199.1M
Non-discretionary $8.3M
Clients
238
238 accounts
Employees
4
Below cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 3, 2005
- Principal office
- 801 SECOND AVE, SUITE 304, SEATTLE, WA, 98104
- Phone
- 206-838-8383
- Website
- HTTPS://WWW.SROUFECO.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $207.3M
- Discretionary AUM
- $199.1M
- Non-discretionary AUM
- $8.3M
- Discretionary accounts
- 206
- Non-discretionary accounts
- 32
- Total accounts
- 238
- AUM per client
- $871K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 221 | $204.0M |
| Individuals (other than high net worth individuals) | 17 | $3.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.