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PEARSON FINANCIAL SERVICES
Legal name: PEARSON AND ASSOCIATES, LLC
CRD 130143File 801-137077
APPROVED
Retail clients
Filing as of Aug 17, 2026
Feed vintage Aug 24, 2026
Regulatory AUM
$885.0M
Above cohort median (national)
Discretionary AUM
$885.0M
Clients
500
1,921 accounts
Employees
8
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 21, 2026
- Principal office
- 586 MAIN ST, DENNIS, MA, 02638
- Phone
- 508-385-7925
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $885.0M
- Discretionary AUM
- $885.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,921
- Non-discretionary accounts
- 0
- Total accounts
- 1,921
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 275 | $700.0M |
| Individuals (other than high net worth individuals) | 225 | $185.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 23, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.