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KEYSTONE ASSET MANAGEMENT, INC.
CRD 130101File 801-62685
APPROVED
Retail clients
Custody
Filing as of Mar 29, 2024
Feed vintage Oct 1, 2026
Regulatory AUM
$261.0M
Below cohort median (national)
Discretionary AUM
$241.0M
Non-discretionary $20.0M
Clients
134
134 accounts
Employees
5
Below cohort median in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jan 15, 2004
- Principal office
- 1430 SPRING HILL RD, STE 425, MCLEAN, VA, 22102
- Phone
- 703-734-3400
- Website
- HTTPS://WWW.KEYAMI.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $261.0M
- Discretionary AUM
- $241.0M
- Non-discretionary AUM
- $20.0M
- Discretionary accounts
- 130
- Non-discretionary accounts
- 4
- Total accounts
- 134
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 4 | $3.0M |
| High net worth individuals | 89 | $224.0M |
| Pension and profit sharing plans | 2 | $13.0M |
| Individuals (other than high net worth individuals) | 39 | $21.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2025 vs Oct 1, 2022 | Clients | 135 | 134 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $287,000,000 | $261,000,000 | decreased by$26,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 130 | 134 | increased by4 |
| Apr 1, 2022 | Clients | 130 | 135 | increased by5 |
| Apr 1, 2022 | AUM | $261,000,000 | $287,000,000 | increased by$26,000,000 |
| Apr 1, 2022 | Accounts | 131 | 130 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KEYSTONE ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KEYSTONE ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.