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EMERSON EQUITY LLC
CRD 130032File 801-120835
APPROVED
Retail clients
Disclosure events
Filing as of Sep 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$321.7M
Below cohort median (national)
Discretionary AUM
$214.6M
Non-discretionary $107.1M
Clients
620
682 accounts
Employees
343
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 16, 2021
- Principal office
- 155 BOVET ROAD, SUITE 725, SAN MATEO, CA, 94402
- Phone
- 650-312-0200
- Website
- HTTP://WWW.EMERSONEQUITY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $321.7M
- Discretionary AUM
- $214.6M
- Non-discretionary AUM
- $107.1M
- Discretionary accounts
- 308
- Non-discretionary accounts
- 374
- Total accounts
- 682
- AUM per client
- $519K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.1M |
| High net worth individuals | 102 | $129.4M |
| Pension and profit sharing plans | Fewer than 5 | $3.1M |
| Individuals (other than high net worth individuals) | 518 | $185.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 222 | 343 | increased by121 |
| Apr 1, 2026 | Clients | 679 | 620 | decreased by59 |
| Apr 1, 2026 | AUM | $327,937,701 | $321,704,653 | decreased by$6,233,048 |
| Apr 1, 2026 | Accounts | 1,091 | 682 | decreased by409 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 225 | 222 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 338 | 679 | increased by341 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $231,535,853 | $327,937,701 | increased by$96,401,848 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 598 | 1,091 | increased by493 |
| Feb 1, 2022 | Employees | 214 | 225 | increased by11 |
| Feb 1, 2022 | Clients | 243 | 338 | increased by95 |
| Feb 1, 2022 | AUM | $114,099,366 | $231,535,853 | increased by$117,436,487 |
| Feb 1, 2022 | Accounts | 250 | 598 | increased by348 |
| May 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EMERSON EQUITY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EMERSON EQUITY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.