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SFC FINANCIAL LLC
CRD 129817File 801-107167
APPROVED
Retail clients
Custody
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$208.3M
Below cohort median (national)
Discretionary AUM
$0
Non-discretionary $208.3M
Clients
78
251 accounts
Employees
4
Bottom 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 22, 2016
- Principal office
- 3890 S. LINDBERGH BLVD, SUITE 200, SUNSET HILLS, MO, 63127-1391
- Phone
- 314-842-2001
- Website
- https://www.sfcfin.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $208.3M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $208.3M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 251
- Total accounts
- 251
- AUM per client
- $2.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $247K |
| High net worth individuals | 40 | $201.4M |
| Individuals (other than high net worth individuals) | 37 | $6.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.