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MONEY CONCEPTS ADVISORY SERVICE
Legal name: MONEY CONCEPTS CAPITAL CORP
CRD 12963File 801-39736
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.07B
Top 25% of cohort (national)
Discretionary AUM
$2.48B
Non-discretionary $1.59B
Clients
17,032
17,032 accounts
Employees
478
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Oct 7, 1991
- Principal office
- 11440 JOG ROAD, PALM BEACH GARDENS, FL, 33418
- Phone
- 561-472-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.07B
- Discretionary AUM
- $2.48B
- Non-discretionary AUM
- $1.59B
- Discretionary accounts
- 11,750
- Non-discretionary accounts
- 5,282
- Total accounts
- 17,032
- AUM per client
- $239K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 51 | $24.1M |
| Charitable organizations | 31 | $9.0M |
| High net worth individuals | 511 | $993.5M |
| Pension and profit sharing plans | 143 | $37.4M |
| Individuals (other than high net worth individuals) | 16,296 | $3.00B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SOLICITOR FEE
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11H2
- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.