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MONEY CONCEPTS ADVISORY SERVICE
Legal name: MONEY CONCEPTS CAPITAL CORP
CRD 12963File 801-39736
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.07B
Top 25% of cohort (national)
Discretionary AUM
$2.48B
Non-discretionary $1.59B
Clients
17,032
17,032 accounts
Employees
478
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Oct 7, 1991
- Principal office
- 11440 JOG ROAD, PALM BEACH GARDENS, FL, 33418
- Phone
- 561-472-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.07B
- Discretionary AUM
- $2.48B
- Non-discretionary AUM
- $1.59B
- Discretionary accounts
- 11,750
- Non-discretionary accounts
- 5,282
- Total accounts
- 17,032
- AUM per client
- $239K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 51 | $24.1M |
| Charitable organizations | 31 | $9.0M |
| High net worth individuals | 511 | $993.5M |
| Pension and profit sharing plans | 143 | $37.4M |
| Individuals (other than high net worth individuals) | 16,296 | $3.00B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SOLICITOR FEE
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11H2
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 431 | 478 | increased by47 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 14,898 | 17,032 | increased by2,134 |
| Apr 1, 2026 | AUM | $3,328,625,395 | $4,067,994,442 | increased by$739,369,047 |
| Apr 1, 2026 | Accounts | 14,898 | 17,032 | increased by2,134 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 519 | 431 | decreased by88 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 14,326 | 14,898 | increased by572 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,119,765,400 | $3,328,625,395 | increased by$208,859,995 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 14,326 | 14,898 | increased by572 |
| Apr 1, 2022 | Employees | 533 | 519 | decreased by14 |
| Apr 1, 2022 | Clients | 19,162 | 14,326 | decreased by4,836 |
| Apr 1, 2022 | AUM | $3,306,729,257 | $3,119,765,400 | decreased by$186,963,857 |
| Apr 1, 2022 | Accounts | 19,162 | 14,326 | decreased by4,836 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MONEY CONCEPTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MONEY CONCEPTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.