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CETERA PLANNING PARTNERS
Legal name: THE RETIREMENT PLANNING GROUP, LLC
CRD 129625File 801-62655
APPROVED
Retail clients
Custody
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.16B
Top 25% of cohort (national)
Discretionary AUM
$4.05B
Non-discretionary $118.5M
Clients
4,849
14,107 accounts
Employees
78
Top 10% of cohort in KS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jan 16, 2004
- Principal office
- 11460 TOMAHAWK CREEK PKWY, SUITE 400, LEAWOOD, KS, 66211
- Phone
- 913-498-8898
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.16B
- Discretionary AUM
- $4.05B
- Non-discretionary AUM
- $118.5M
- Discretionary accounts
- 13,465
- Non-discretionary accounts
- 642
- Total accounts
- 14,107
- AUM per client
- $859K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 86 | $64.0M |
| High net worth individuals | 1,488 | $3.34B |
| Pension and profit sharing plans | 15 | $72.9M |
| Individuals (other than high net worth individuals) | 3,260 | $686.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 58 | 78 | increased by20 |
| Apr 1, 2026 | Clients | 4,901 | 4,849 | decreased by52 |
| Apr 1, 2026 | AUM | $4,451,007,696 | $4,164,758,846 | decreased by$286,248,850 |
| Apr 1, 2026 | Accounts | 13,910 | 14,107 | increased by197 |
| Mar 1, 2026 | Clients | 4,305 | 4,901 | increased by596 |
| Mar 1, 2026 | AUM | $4,008,879,250 | $4,451,007,696 | increased by$442,128,446 |
| Mar 1, 2026 | Accounts | 12,295 | 13,910 | increased by1,615 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 2,968 | 4,305 | increased by1,337 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $2,651,400,832 | $4,008,879,250 | increased by$1,357,478,418 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 8,975 | 12,295 | increased by3,320 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 58 | increased by34 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,589 | 2,968 | increased by1,379 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,431,334,279 | $2,651,400,832 | increased by$1,220,066,553 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,614 | 8,975 | increased by4,361 |
| Apr 1, 2022 | Employees | 19 | 24 | increased by5 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CETERA PLANNING” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CETERA PLANNING” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.