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SMITH SALLEY WEALTH MANAGEMENT
Legal name: SMITH, SALLEY & ASSOCIATES, LLC
CRD 129614File 801-62538
APPROVED
Retail clients
Custody
Filing as of Sep 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.89B
Top 25% of cohort (national)
Discretionary AUM
$2.89B
Non-discretionary $957K
Clients
1,129
3,203 accounts
Employees
18
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Dec 18, 2003
- Principal office
- 324 WEST WENDOVER AVENUE, SUITE 301, GREENSBORO, NC, 27408
- Phone
- 336-379-7556
- Website
- HTTPS://WWW.SMITH-SALLEY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.89B
- Discretionary AUM
- $2.89B
- Non-discretionary AUM
- $957K
- Discretionary accounts
- 3,201
- Non-discretionary accounts
- 2
- Total accounts
- 3,203
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 25 | $170.9M |
| Charitable organizations | 11 | $39.4M |
| High net worth individuals | 683 | $2.50B |
| Banking or thrift institutions | Fewer than 5 | $2.6M |
| Individuals (other than high net worth individuals) | 410 | $179.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 19 | 18 | decreased by1 |
| Mar 1, 2026 | Employees | 20 | 19 | decreased by1 |
| Mar 1, 2026 | Clients | 1,018 | 1,129 | increased by111 |
| Mar 1, 2026 | AUM | $2,344,187,985 | $2,893,493,810 | increased by$549,305,825 |
| Mar 1, 2026 | Accounts | 2,791 | 3,203 | increased by412 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 19 | 20 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 17 | 19 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 725 | 1,018 | increased by293 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,717,100,209 | $2,344,187,985 | decreased by$372,912,224 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,898 | 2,791 | increased by893 |
| Apr 1, 2022 | Employees | 15 | 17 | increased by2 |
| Apr 1, 2022 | Clients | 621 | 725 | increased by104 |
| Apr 1, 2022 | AUM | $2,026,635,345 | $2,717,100,209 | increased by$690,464,864 |
| Apr 1, 2022 | Accounts | 1,559 | 1,898 | increased by339 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SMITH SALLEY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SMITH SALLEY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.