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SMITH SALLEY WEALTH MANAGEMENT
Legal name: SMITH, SALLEY & ASSOCIATES, LLC
CRD 129614File 801-62538
APPROVED
Retail clients
Custody
Filing as of May 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.89B
Top 25% of cohort (national)
Discretionary AUM
$2.89B
Non-discretionary $957K
Clients
1,129
3,203 accounts
Employees
18
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Dec 18, 2003
- Principal office
- 324 WEST WENDOVER AVENUE, SUITE 301, GREENSBORO, NC, 27408
- Phone
- 336-379-7556
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.89B
- Discretionary AUM
- $2.89B
- Non-discretionary AUM
- $957K
- Discretionary accounts
- 3,201
- Non-discretionary accounts
- 2
- Total accounts
- 3,203
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 25 | $170.9M |
| Charitable organizations | 11 | $39.4M |
| High net worth individuals | 683 | $2.50B |
| Banking or thrift institutions | Fewer than 5 | $2.6M |
| Individuals (other than high net worth individuals) | 410 | $179.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.