CERTUITY, LLC

CRD 129505File 801-62580

APPROVED

Retail clients

Custody

Filing as of Apr 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$3.30B

Top 25% of cohort (national)

Discretionary AUM

$2.24B

Non-discretionary $1.06B

Clients

520

1,828 accounts

Employees

Top 25% of cohort in FL

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Jan 2, 2004
Principal office: 1295 US HIGHWAY ONE, THIRD FLOOR, NORTH PALM BEACH, FL, 33408
Phone: 561-693-3255
Website: https://certuity.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $3.30B
Discretionary AUM: $2.24B
Non-discretionary AUM: $1.06B
Discretionary accounts: 1,523
Non-discretionary accounts: 305
Total accounts: 1,828
AUM per client: $6.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$73.8M
High net worth individuals	413	$2.39B
Pooled investment vehicles	26	$780.7M
Pension and profit sharing plans	30	$24.9M
Individuals (other than high net worth individuals)	51	$32.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.