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S&F INVESTMENT ADVISORS
Legal name: FOX, ROGER BENNETT
CRD 129367File 801-135603
APPROVED
Retail clients
Filing as of May 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$106.4M
Bottom 25% of cohort (national)
Discretionary AUM
$106.4M
Clients
172
263 accounts
Employees
2
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Sole Proprietorship
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 1, 2026
- Principal office
- 16633 VENTURA BLVD., 540, ENCINO, CA, 91436
- Phone
- 310-481-9320
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $106.4M
- Discretionary AUM
- $106.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 263
- Non-discretionary accounts
- 0
- Total accounts
- 263
- AUM per client
- $618K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 4 | $5.9M |
| Pooled investment vehicles | 4 | $3.1M |
| Pension and profit sharing plans | 54 | $52.2M |
| Individuals (other than high net worth individuals) | 110 | $45.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.