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OMEGA CAPITAL MANAGEMENT, LLC
Legal name: OMEGA CAPITAL MANAGEMENT,LLC
CRD 129167File 801-120681
APPROVED
Retail clients
Custody
Filing as of Mar 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$139.7M
Bottom 25% of cohort (national)
Discretionary AUM
$139.7M
Clients
171
568 accounts
Employees
2
Bottom 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 2, 2021
- Principal office
- 268 ROUTE 206, SUITE 408, FLANDERS, NJ, 07836
- Phone
- 973-927-8388
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $139.7M
- Discretionary AUM
- $139.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 568
- Non-discretionary accounts
- 0
- Total accounts
- 568
- AUM per client
- $817K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $167K |
| High net worth individuals | 54 | $87.2M |
| Pension and profit sharing plans | 11 | $20.4M |
| Individuals (other than high net worth individuals) | 106 | $31.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.