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OMEGA CAPITAL MANAGEMENT, LLC
Legal name: OMEGA CAPITAL MANAGEMENT,LLC
CRD 129167File 801-120681
APPROVED
Retail clients
Custody
Filing as of Mar 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$139.7M
Bottom 25% of cohort (national)
Discretionary AUM
$139.7M
Clients
171
568 accounts
Employees
2
Bottom 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 2, 2021
- Principal office
- 268 ROUTE 206, SUITE 408, FLANDERS, NJ, 07836
- Phone
- 973-927-8388
- Website
- HTTPS://WWW.OMEGACAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $139.7M
- Discretionary AUM
- $139.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 568
- Non-discretionary accounts
- 0
- Total accounts
- 568
- AUM per client
- $817K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $167K |
| High net worth individuals | 54 | $87.2M |
| Pension and profit sharing plans | 11 | $20.4M |
| Individuals (other than high net worth individuals) | 106 | $31.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 225 | 171 | decreased by54 |
| Apr 1, 2026 | AUM | $126,970,439 | $139,739,351 | increased by$12,768,912 |
| Apr 1, 2026 | Accounts | 562 | 568 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 164 | 225 | increased by61 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $114,637,772 | $126,970,439 | increased by$12,332,667 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 566 | 562 | decreased by4 |
| Apr 1, 2022 | Clients | 170 | 164 | decreased by6 |
| Apr 1, 2022 | AUM | $104,400,000 | $114,637,772 | increased by$10,237,772 |
| Apr 1, 2022 | Accounts | 552 | 566 | increased by14 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OMEGA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OMEGA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.