← Directory
CAPE ANN CAPITAL, INC.
CRD 128942File 801-66982
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$193.0M
Below cohort median (national)
Discretionary AUM
$181.2M
Non-discretionary $11.8M
Clients
246
549 accounts
Employees
2
Bottom 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 5, 2006
- Principal office
- 22 GROVE STREET, CONCORD, MA, 01742-1509
- Phone
- 978-254-5841
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $193.0M
- Discretionary AUM
- $181.2M
- Non-discretionary AUM
- $11.8M
- Discretionary accounts
- 543
- Non-discretionary accounts
- 6
- Total accounts
- 549
- AUM per client
- $785K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 3 | $4.4M |
| High net worth individuals | 42 | $92.0M |
| Pension and profit sharing plans | 3 | $10.0M |
| Individuals (other than high net worth individuals) | 198 | $86.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.