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GWN SECURITIES INC.
CRD 128929File 801-62547
APPROVED
Retail clients
Disclosure events
Filing as of Apr 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.75B
Top 25% of cohort (national)
Discretionary AUM
$4.75B
Clients
37,793
66,025 accounts
Employees
707
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 2, 2004
- Principal office
- 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL, 33418-3764
- Phone
- 561-472-2700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.75B
- Discretionary AUM
- $4.75B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 66,025
- Non-discretionary accounts
- 0
- Total accounts
- 66,025
- AUM per client
- $126K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 30 | $17.0M |
| High net worth individuals | 2,217 | $850.3M |
| Individuals (other than high net worth individuals) | 35,546 | $3.89B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — IN LIEU OF HOURLY FEE, IA CAN CHARGE A FLAT FEE
- A percentage of assets under your management
Advisory activities
- Educational seminars
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.