← Directory
GWN SECURITIES INC.
CRD 128929File 801-62547
APPROVED
Retail clients
Disclosure events
Filing as of Apr 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.75B
Top 25% of cohort (national)
Discretionary AUM
$4.75B
Clients
37,793
66,025 accounts
Employees
707
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 2, 2004
- Principal office
- 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL, 33418-3764
- Phone
- 561-472-2700
- Website
- http://www.gwnsecurities.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.75B
- Discretionary AUM
- $4.75B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 66,025
- Non-discretionary accounts
- 0
- Total accounts
- 66,025
- AUM per client
- $126K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 30 | $17.0M |
| High net worth individuals | 2,217 | $850.3M |
| Individuals (other than high net worth individuals) | 35,546 | $3.89B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — IN LIEU OF HOURLY FEE, IA CAN CHARGE A FLAT FEE
- A percentage of assets under your management
Advisory activities
- Educational seminars
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 744 | 707 | decreased by37 |
| Apr 1, 2026 | Clients | 37,091 | 37,793 | increased by702 |
| Apr 1, 2026 | AUM | $3,650,274,405 | $4,753,625,856 | increased by$1,103,351,451 |
| Apr 1, 2026 | Accounts | 64,207 | 66,025 | increased by1,818 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 759 | 744 | decreased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 54,640 | 37,091 | decreased by17,549 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,143,187,902 | $3,650,274,405 | increased by$507,086,503 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 54,640 | 64,207 | increased by9,567 |
| Apr 1, 2022 | Employees | 650 | 759 | increased by109 |
| Apr 1, 2022 | Clients | 28,097 | 54,640 | increased by26,543 |
| Apr 1, 2022 | AUM | $2,681,865,281 | $3,143,187,902 | increased by$461,322,621 |
| Apr 1, 2022 | Accounts | 51,482 | 54,640 | increased by3,158 |
| Aug 1, 2021 | Clients | 28,108 | 28,097 | decreased by11 |
| Aug 1, 2021 | AUM | $2,683,608,628 | $2,681,865,281 | decreased by$1,743,347 |
| Aug 1, 2021 | Accounts | 51,515 | 51,482 | decreased by33 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GWN SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GWN SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.