FINANCIAL FUTURES

Legal name: FINANCIAL FUTURES LIMITED LIABILITY COMPANY

CRD 128900File 801-120637

APPROVED

Retail clients

Filing as of Mar 18, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$270.5M

Below cohort median (national)

Discretionary AUM

$270.5M

Clients

206

759 accounts

Employees

Below cohort median in NJ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 29, 2021
Principal office: RIVER PLACE EXECUTIVE CENTER, 1027 NJ-70, SUITE 201, BRIELLE, NJ, 08730
Phone: 732-722-7289
Website: HTTP://WWW.FINANCIAL-FUTURES-LLC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $270.5M
Discretionary AUM: $270.5M
Non-discretionary AUM: $0
Discretionary accounts: 759
Non-discretionary accounts: 0
Total accounts: 759
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$6.4M
High net worth individuals	89	$217.5M
Pension and profit sharing plans	Fewer than 5	$523K
Individuals (other than high net worth individuals)	115	$46.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.