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FINANCIAL FUTURES
Legal name: FINANCIAL FUTURES LIMITED LIABILITY COMPANY
CRD 128900File 801-120637
APPROVED
Retail clients
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$270.5M
Below cohort median (national)
Discretionary AUM
$270.5M
Clients
206
759 accounts
Employees
5
Below cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 29, 2021
- Principal office
- RIVER PLACE EXECUTIVE CENTER, 1027 NJ-70, SUITE 201, BRIELLE, NJ, 08730
- Phone
- 732-722-7289
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $270.5M
- Discretionary AUM
- $270.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 759
- Non-discretionary accounts
- 0
- Total accounts
- 759
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $6.4M |
| High net worth individuals | 89 | $217.5M |
| Pension and profit sharing plans | Fewer than 5 | $523K |
| Individuals (other than high net worth individuals) | 115 | $46.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 180 | 206 | increased by26 |
| Apr 1, 2026 | AUM | $217,381,717 | $270,479,000 | increased by$53,097,283 |
| Apr 1, 2026 | Accounts | 679 | 759 | increased by80 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 5 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 149 | 180 | increased by31 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $173,113,493 | $217,381,717 | increased by$44,268,224 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 570 | 679 | increased by109 |
| Apr 1, 2022 | Clients | 129 | 149 | increased by20 |
| Apr 1, 2022 | AUM | $134,200,000 | $173,113,493 | increased by$38,913,493 |
| Apr 1, 2022 | Accounts | 497 | 570 | increased by73 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL FUTURES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL FUTURES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.