ESTABROOK CAPITAL MANAGEMENT LLC

CRD 128856File 801-62452

APPROVED

Retail clients

Custody

Filing as of Mar 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$933.3M

Above cohort median (national)

Discretionary AUM

$933.3M

Clients

767

767 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Oct 22, 2003
Principal office: 900 THIRD AVENUE, SUITE 502, NEW YORK, NY, 10022
Phone: 212-605-5500
Website: https://www.linkedin.com/company/estabrook-capital-management-llc/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $933.3M
Discretionary AUM: $933.3M
Non-discretionary AUM: $0
Discretionary accounts: 767
Non-discretionary accounts: 0
Total accounts: 767
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	17	$84.4M
Charitable organizations	34	$69.1M
High net worth individuals	149	$600.2M
Pension and profit sharing plans	18	$12.2M
State or municipal government entities	1	$13.3M
Individuals (other than high net worth individuals)	548	$154.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.