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TORTOISE INVESTMENT MANAGEMENT, LLC
CRD 128723File 801-65160
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.07B
Top 25% of cohort (national)
Discretionary AUM
$2.03B
Non-discretionary $41.3M
Clients
504
3,029 accounts
Employees
21
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 13, 2006
- Principal office
- 2 WESTCHESTER PARK DRIVE, SUITE 215, WHITE PLAINS, NY, 10604
- Phone
- 914-686-0024
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.07B
- Discretionary AUM
- $2.03B
- Non-discretionary AUM
- $41.3M
- Discretionary accounts
- 3,017
- Non-discretionary accounts
- 12
- Total accounts
- 3,029
- AUM per client
- $4.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 360 | $2.01B |
| Pension and profit sharing plans | Fewer than 5 | $1.7M |
| Individuals (other than high net worth individuals) | 144 | $60.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.