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DRAWBRIDGE CAPITAL
Legal name: DRAWBRIDGE CAPITAL, LLC
CRD 128636File 801-115050
APPROVED
Retail clients
Disclosure events
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$224.6M
Below cohort median (national)
Discretionary AUM
$224.6M
Clients
979
979 accounts
Employees
10
Below cohort median in OK
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 22, 2019
- Principal office
- 7134 S.YALE AVE, STE 700, TULSA, OK, 74136
- Phone
- 918-493-4190
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $224.6M
- Discretionary AUM
- $224.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 979
- Non-discretionary accounts
- 0
- Total accounts
- 979
- AUM per client
- $229K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.4M |
| Charitable organizations | Fewer than 5 | $357K |
| High net worth individuals | 359 | $136.6M |
| Pension and profit sharing plans | Fewer than 5 | $612K |
| Individuals (other than high net worth individuals) | 613 | $83.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 12 | 10 | decreased by2 |
| Apr 1, 2026 | Clients | 951 | 979 | increased by28 |
| Apr 1, 2026 | AUM | $189,926,889 | $224,592,580 | increased by$34,665,691 |
| Apr 1, 2026 | Accounts | 951 | 979 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 12 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 533 | 951 | increased by418 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $154,239,052 | $189,926,889 | increased by$35,687,837 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 814 | 951 | increased by137 |
| Apr 1, 2022 | Employees | 10 | 9 | decreased by1 |
| Apr 1, 2022 | Clients | 549 | 533 | decreased by16 |
| Apr 1, 2022 | AUM | $144,569,308 | $154,239,052 | increased by$9,669,744 |
| Apr 1, 2022 | Accounts | 789 | 814 | increased by25 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DRAWBRIDGE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DRAWBRIDGE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.