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PERSONAL ASSET STRATEGIES, INC.
CRD 128627File 801-63578
APPROVED
Retail clients
Custody
Filing as of Jun 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$50.6M
Bottom 25% of cohort (national)
Discretionary AUM
$50.6M
Clients
40
107 accounts
Employees
3
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 12, 2004
- Principal office
- 1600 STEWART AVENUE, SUITE 204, WESTBURY, NY, 11590
- Phone
- 516-248-8811
- Website
- HTTP://WWW.PASFINANCE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $50.6M
- Discretionary AUM
- $50.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 107
- Non-discretionary accounts
- 0
- Total accounts
- 107
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 18 | $30.5M |
| Individuals (other than high net worth individuals) | 22 | $9.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 41 | 40 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.