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SUMMITRY, LLC
CRD 128586File 801-62398
APPROVED
Retail clients
Filing as of Jun 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.35B
Top 25% of cohort (national)
Discretionary AUM
$3.35B
Non-discretionary $230K
Clients
1,327
4,031 accounts
Employees
46
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 26, 2003
- Principal office
- 919 HILLSDALE BLVD., SUITE 150, FOSTER CITY, CA, 94404
- Phone
- 650-212-2240
- Website
- HTTP://WWW.SUMMITRY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.35B
- Discretionary AUM
- $3.35B
- Non-discretionary AUM
- $230K
- Discretionary accounts
- 3,540
- Non-discretionary accounts
- 491
- Total accounts
- 4,031
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $30.7M |
| Investment companies | 1 | $80.3M |
| Charitable organizations | 12 | $63.3M |
| High net worth individuals | 745 | $2.74B |
| Pension and profit sharing plans | 12 | $27.9M |
| Individuals (other than high net worth individuals) | 548 | $404.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 43 | 46 | increased by3 |
| Apr 1, 2026 | Clients | 1,225 | 1,327 | increased by102 |
| Apr 1, 2026 | AUM | $3,008,628,872 | $3,350,458,062 | increased by$341,829,190 |
| Apr 1, 2026 | Accounts | 3,384 | 4,031 | increased by647 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 36 | 43 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,477 | 1,225 | decreased by252 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,382,307,908 | $3,008,628,872 | increased by$626,320,964 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,148 | 3,384 | increased by236 |
| Apr 1, 2022 | Employees | 33 | 36 | increased by3 |
| Apr 1, 2022 | Clients | 1,238 | 1,477 | increased by239 |
| Apr 1, 2022 | AUM | $1,958,101,560 | $2,382,307,908 | increased by$424,206,348 |
| Apr 1, 2022 | Accounts | 2,977 | 3,148 | increased by171 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SUMMITRY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SUMMITRY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.