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MAINSAIL ASSET MANAGEMENT, LLC
CRD 128373File 801-67485
APPROVED
Retail clients
Custody
Filing as of Jul 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$598.8M
Above cohort median (national)
Discretionary AUM
$411.8M
Non-discretionary $187.0M
Clients
188
889 accounts
Employees
7
Above cohort median in AL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jan 12, 2007
- Principal office
- 2229 1ST AVE. S., SUITE 225, BIRMINGHAM, AL, 35233
- Phone
- 205-536-7776
- Website
- https://investprudently.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $598.8M
- Discretionary AUM
- $411.8M
- Non-discretionary AUM
- $187.0M
- Discretionary accounts
- 858
- Non-discretionary accounts
- 31
- Total accounts
- 889
- AUM per client
- $3.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 24 | $80.1M |
| Charitable organizations | 12 | $4.3M |
| High net worth individuals | 91 | $348.6M |
| Pooled investment vehicles | 5 | $133.7M |
| Pension and profit sharing plans | 5 | $8.7M |
| Individuals (other than high net worth individuals) | 51 | $23.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 153 | 188 | increased by35 |
| Apr 1, 2026 | AUM | $410,149,620 | $598,811,962 | increased by$188,662,342 |
| Apr 1, 2026 | Accounts | 740 | 889 | increased by149 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 7 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 132 | 153 | increased by21 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $220,927,438 | $410,149,620 | increased by$189,222,182 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 497 | 740 | increased by243 |
| Apr 1, 2022 | Clients | 125 | 132 | increased by7 |
| Apr 1, 2022 | AUM | $227,236,643 | $220,927,438 | decreased by$6,309,205 |
| Apr 1, 2022 | Accounts | 459 | 497 | increased by38 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MAINSAIL ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MAINSAIL ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.