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COLTON GROOME FINANCIAL ADVISORS, LLC
CRD 128365File 801-113274
APPROVED
Retail clients
Custody
Filing as of Apr 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$724.9M
Above cohort median (national)
Discretionary AUM
$707.2M
Non-discretionary $17.7M
Clients
362
1,096 accounts
Employees
18
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 23, 2018
- Principal office
- 1127-B HENDERSONVILLE ROAD, ASHEVILLE, NC, 28803
- Phone
- 828-252-1816
- Website
- http://www.coltongroome.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $724.9M
- Discretionary AUM
- $707.2M
- Non-discretionary AUM
- $17.7M
- Discretionary accounts
- 1,041
- Non-discretionary accounts
- 55
- Total accounts
- 1,096
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $5.7M |
| Charitable organizations | 6 | $35.3M |
| High net worth individuals | 180 | $610.2M |
| Pension and profit sharing plans | Fewer than 5 | $28.0M |
| Individuals (other than high net worth individuals) | 166 | $45.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — FEE BASED ON VARIOUS FACTORS - SEE PART 2 OF FORM ADV.
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.