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ALPHASIMPLEX GROUP, LLC
CRD 128356File 801-62448
APPROVED
Custody
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.09B
Top 25% of cohort (national)
Discretionary AUM
$3.09B
Clients
12
16 accounts
Employees
33
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 23, 2003
- Principal office
- 200 STATE STREET, BOSTON, MA, 02109
- Phone
- 617-475-7100
- Website
- HTTPS://WWW.ALPHASIMPLEX.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.09B
- Discretionary AUM
- $3.09B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 16
- Non-discretionary accounts
- 0
- Total accounts
- 16
- AUM per client
- $257.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $244K |
| Investment companies | 7 | $1.40B |
| Pooled investment vehicles | 5 | $1.54B |
| Pension and profit sharing plans | Fewer than 5 | $148.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.