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TRADITION WEALTH MANAGEMENT LLC
CRD 128314File 801-62666
APPROVED
Retail clients
Custody
Filing as of Jun 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.60B
Top 25% of cohort (national)
Discretionary AUM
$2.55B
Non-discretionary $54.3M
Clients
2,244
5,771 accounts
Employees
32
Top 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 30, 2004
- Principal office
- 7601 FRANCE AVENUE SOUTH, SUITE 100, EDINA, MN, 55435
- Phone
- 952-563-6500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.60B
- Discretionary AUM
- $2.55B
- Non-discretionary AUM
- $54.3M
- Discretionary accounts
- 5,756
- Non-discretionary accounts
- 15
- Total accounts
- 5,771
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $25.4M |
| Charitable organizations | Fewer than 5 | $151K |
| High net worth individuals | 579 | $1.84B |
| Pension and profit sharing plans | 69 | $353.3M |
| Individuals (other than high net worth individuals) | 1,576 | $382.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Clients | 2,190 | 2,244 | increased by54 |
| Jul 1, 2026 | AUM | $2,368,549,348 | $2,603,155,796 | increased by$234,606,448 |
| Jul 1, 2026 | Accounts | 5,543 | 5,771 | increased by228 |
| Apr 1, 2026 | Employees | 28 | 32 | increased by4 |
| Apr 1, 2026 | Clients | 2,162 | 2,190 | increased by28 |
| Apr 1, 2026 | AUM | $1,950,074,593 | $2,368,549,348 | increased by$418,474,755 |
| Apr 1, 2026 | Accounts | 5,271 | 5,543 | increased by272 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 23 | 28 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,347 | 2,162 | increased by815 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,149,066,092 | $1,950,074,593 | increased by$801,008,501 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,626 | 5,271 | increased by1,645 |
| Apr 1, 2022 | Employees | 20 | 23 | increased by3 |
| Apr 1, 2022 | Clients | 1,200 | 1,347 | increased by147 |
| Apr 1, 2022 | AUM | $848,445,990 | $1,149,066,092 | increased by$300,620,102 |
| Apr 1, 2022 | Accounts | 3,368 | 3,626 | increased by258 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRADITION WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRADITION WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.