TRADITION WEALTH MANAGEMENT LLC

CRD 128314File 801-62666

APPROVED

Retail clients

Custody

Filing as of Jun 12, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$2.60B

Top 25% of cohort (national)

Discretionary AUM

$2.55B

Non-discretionary $54.3M

Clients

2,244

5,771 accounts

Employees

Top 25% of cohort in MN

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Jan 30, 2004
Principal office: 7601 FRANCE AVENUE SOUTH, SUITE 100, EDINA, MN, 55435
Phone: 952-563-6500
Website: HTTP://WWW.TRADITIONCOMPANIES.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.60B
Discretionary AUM: $2.55B
Non-discretionary AUM: $54.3M
Discretionary accounts: 5,756
Non-discretionary accounts: 15
Total accounts: 5,771
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	20	$25.4M
Charitable organizations	Fewer than 5	$151K
High net worth individuals	579	$1.84B
Pension and profit sharing plans	69	$353.3M
Individuals (other than high net worth individuals)	1,576	$382.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.