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SHEPHERD KAPLAN LLC
CRD 128244File 801-62349
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$10.16B
Top 10% of cohort (national)
Discretionary AUM
$862.2M
Non-discretionary $9.29B
Clients
0
1,389 accounts
Employees
42
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 20, 2003
- Principal office
- 53 STATE STREET, 23RD FLOOR, BOSTON, MA, 02109-2820
- Phone
- 617-896-1600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.16B
- Discretionary AUM
- $862.2M
- Non-discretionary AUM
- $9.29B
- Discretionary accounts
- 115
- Non-discretionary accounts
- 1,274
- Total accounts
- 1,389
- AUM per client
- —
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | Fewer than 5 | $10.16B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — A % OF REVENUE COLLECTED FOR SUB-ADVISORY SERVICES
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.