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VAN BERKOM AND ASSOCIATES INC.
CRD 128221File 801-62340
APPROVED
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.42B
Top 25% of cohort (national)
Discretionary AUM
$3.42B
Clients
31
39 accounts
Employees
33
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Sep 4, 2003
- Principal office
- 600 DE MAISONNEUVE BLVD. WEST, SUITE 2510, MONTREAL, QUEBEC, H3A 3J2
- Phone
- 514-985-5759
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.42B
- Discretionary AUM
- $3.42B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 39
- Non-discretionary accounts
- 0
- Total accounts
- 39
- AUM per client
- $110.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 8 | $379.8M |
| High net worth individuals | Fewer than 5 | $15.6M |
| Pooled investment vehicles | 5 | $179.7M |
| Pension and profit sharing plans | 9 | $607.1M |
| State or municipal government entities | 9 | $2.10B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Employees | 31 | 33 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 30 | 37 | increased by7 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $4,058,092,545 | $3,798,603,399 | decreased by$259,489,146 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 47 | 45 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 31 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 28 | 30 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,620,210,421 | $4,058,092,545 | decreased by$562,117,876 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 53 | 47 | decreased by6 |
| Nov 1, 2021 | Clients | 26 | 28 | increased by2 |
| Nov 1, 2021 | AUM | $4,540,040,838 | $4,620,210,421 | increased by$80,169,583 |
| Nov 1, 2021 | Accounts | 52 | 53 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VAN BERKOM” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VAN BERKOM” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.