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SOUND POINT LUNA LLC
CRD 128132File 801-62330
APPROVED
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$10.24B
Top 10% of cohort (national)
Discretionary AUM
$10.21B
Non-discretionary $26.0M
Clients
29
29 accounts
Employees
39
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 5, 2003
- Principal office
- 375 PARK AVENUE, 34TH FLOOR, NEW YORK, NY, 10152
- Phone
- 212-895-2280
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.24B
- Discretionary AUM
- $10.21B
- Non-discretionary AUM
- $26.0M
- Discretionary accounts
- 28
- Non-discretionary accounts
- 1
- Total accounts
- 29
- AUM per client
- $353.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 1 | $26.0M |
| Pooled investment vehicles | 28 | $10.21B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 44 | 39 | decreased by5 |
| Apr 1, 2026 | Clients | 34 | 29 | decreased by5 |
| Apr 1, 2026 | AUM | $11,410,848,396 | $10,235,860,826 | decreased by$1,174,987,570 |
| Apr 1, 2026 | Accounts | 34 | 29 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 85 | 44 | decreased by41 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 57 | 34 | decreased by23 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $18,302,976,915 | $11,410,848,396 | decreased by$6,892,128,519 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 60 | 34 | decreased by26 |
| Apr 1, 2022 | Employees | 95 | 85 | decreased by10 |
| Apr 1, 2022 | Clients | 66 | 57 | decreased by9 |
| Apr 1, 2022 | AUM | $13,676,116,000 | $18,302,976,915 | increased by$4,626,860,915 |
| Apr 1, 2022 | Accounts | 69 | 60 | decreased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOUND POINT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOUND POINT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.