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SOUND POINT LUNA LLC
CRD 128132File 801-62330
APPROVED
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$10.24B
Top 10% of cohort (national)
Discretionary AUM
$10.21B
Non-discretionary $26.0M
Clients
29
29 accounts
Employees
39
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 5, 2003
- Principal office
- 375 PARK AVENUE, 34TH FLOOR, NEW YORK, NY, 10152
- Phone
- 212-895-2280
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.24B
- Discretionary AUM
- $10.21B
- Non-discretionary AUM
- $26.0M
- Discretionary accounts
- 28
- Non-discretionary accounts
- 1
- Total accounts
- 29
- AUM per client
- $353.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 1 | $26.0M |
| Pooled investment vehicles | 28 | $10.21B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.