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GFG CAPITAL

Legal name: GFG CAPITAL, LLC

CRD 128059File 801-62274
APPROVED
Retail clients
Custody
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.01B
Above cohort median (national)
Discretionary AUM
$904.8M
Non-discretionary $110.1M
Clients
291
707 accounts
Employees
16
Above cohort median in FL

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
MIRO
Registration date
Aug 22, 2003
Principal office
701 BRICKELL AVENUE, SUITE 1400, MIAMI, FL, 33131
Phone
305-810-6500

Assets & accounts

ADV Item 5F
Total regulatory AUM
$1.01B
Discretionary AUM
$904.8M
Non-discretionary AUM
$110.1M
Discretionary accounts
668
Non-discretionary accounts
39
Total accounts
707
AUM per client
$3.5M

Clients by type

ADV Item 5D
Client typeClientsAUM
Other78$650.0M
High net worth individuals207$359.5M
Pension and profit sharing plansFewer than 5$3.2M
Individuals (other than high net worth individuals)4$2.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Fixed fees
  • Hourly charges
  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Selection of other advisers
  • Portfolio management for businesses
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
Yes
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees1516increased by1
Apr 1, 2026Clients301291decreased by10
Apr 1, 2026AUM$891,178,593$1,014,910,213increased by$123,731,620
Apr 1, 2026Accounts671707increased by36
May 1, 2025
vs Oct 1, 2022
Employees1615decreased by1
May 1, 2025
vs Oct 1, 2022
Clients200301increased by101
May 1, 2025
vs Oct 1, 2022
AUM$962,306,065$891,178,593decreased by$71,127,472
May 1, 2025
vs Oct 1, 2022
Accounts663671increased by8
Apr 1, 2022Employees1316increased by3
Apr 1, 2022Clients191200increased by9
Apr 1, 2022AUM$880,507,773$962,306,065increased by$81,798,292
Apr 1, 2022Accounts647663increased by16
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “GFG CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GFG CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.