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ANNEX WEALTH MANAGEMENT, LLC
Legal name: ANNEX ADVISORY SERVICES, LLC
CRD 127987File 801-63505
APPROVED
Retail clients
Custody
Filing as of Apr 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$8.05B
Top 10% of cohort (national)
Discretionary AUM
$7.81B
Non-discretionary $239.5M
Clients
6,802
22,003 accounts
Employees
151
Top 10% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 24, 2004
- Principal office
- 17950 W. CORPORATE DRIVE, SUITE 300, BROOKFIELD, WI, 53045
- Phone
- 262-786-6363
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.05B
- Discretionary AUM
- $7.81B
- Non-discretionary AUM
- $239.5M
- Discretionary accounts
- 21,926
- Non-discretionary accounts
- 77
- Total accounts
- 22,003
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $2.1M |
| Charitable organizations | 7 | $10.9M |
| High net worth individuals | 2,891 | $5.25B |
| Pension and profit sharing plans | 85 | $540.5M |
| State or municipal government entities | Fewer than 5 | $127K |
| Individuals (other than high net worth individuals) | 3,819 | $2.25B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.