← Directory
W & S MANAGEMENT SERVICES, INC.
CRD 127852File 801-69165
APPROVED
Retail clients
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$166.0M
Bottom 25% of cohort (national)
Discretionary AUM
$166.0M
Clients
487
487 accounts
Employees
4
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 21, 2008
- Principal office
- 470 LONG POND ROAD SUITE 200, ROCHESTER, NY, 14612
- Phone
- 585-720-9971
- Website
- https://www.wandsmgmt.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $166.0M
- Discretionary AUM
- $166.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 487
- Non-discretionary accounts
- 0
- Total accounts
- 487
- AUM per client
- $341K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $700K |
| High net worth individuals | 51 | $93.8M |
| Individuals (other than high net worth individuals) | 436 | $71.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.