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GRADIENT WEALTH MANAGEMENT
Legal name: GRADIENT SECURITIES, LLC
CRD 127701File 801-80807
APPROVED
Retail clients
Disclosure events
Filing as of Apr 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$607.9M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $607.9M
Clients
4,553
5,848 accounts
Employees
67
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 8, 2015
- Principal office
- 4105 LEXINGTON AVENUE N, SUITE 380, ARDEN HILLS, MN, 55126
- Phone
- 866-991-1539
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $607.9M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $607.9M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 5,848
- Total accounts
- 5,848
- AUM per client
- $134K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 4 | $4.1M |
| High net worth individuals | 160 | $147.9M |
| Pension and profit sharing plans | 3 | $2.7M |
| Individuals (other than high net worth individuals) | 4,386 | $453.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SOLICITOR FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11D1
- Q11D2
- Q11D3
- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 62 | 67 | increased by5 |
| Apr 1, 2026 | Clients | 3,268 | 4,553 | increased by1,285 |
| Apr 1, 2026 | AUM | $591,069,287 | $607,877,168 | increased by$16,807,881 |
| Apr 1, 2026 | Accounts | 7,322 | 5,848 | decreased by1,474 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 64 | 62 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,578 | 3,268 | increased by690 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $406,076,825 | $591,069,287 | increased by$184,992,462 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,772 | 7,322 | increased by3,550 |
| Apr 1, 2022 | Employees | 69 | 64 | decreased by5 |
| Apr 1, 2022 | Clients | 2,499 | 2,578 | increased by79 |
| Apr 1, 2022 | AUM | $325,308,125 | $406,076,825 | increased by$80,768,700 |
| Apr 1, 2022 | Accounts | 3,218 | 3,772 | increased by554 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GRADIENT WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GRADIENT WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.