GRADIENT WEALTH MANAGEMENT

Legal name: GRADIENT SECURITIES, LLC

CRD 127701File 801-80807

APPROVED

Retail clients

Disclosure events

Filing as of Apr 13, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$607.9M

Above cohort median (national)

Discretionary AUM

Non-discretionary $607.9M

Clients

4,553

5,848 accounts

Employees

Above cohort median in MN

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Jan 8, 2015
Principal office: 4105 LEXINGTON AVENUE N, SUITE 380, ARDEN HILLS, MN, 55126
Phone: 866-991-1539
Website: HTTPS://WWW.FACEBOOK.COM/GRADIENTSECURITIES/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $607.9M
Discretionary AUM: $0
Non-discretionary AUM: $607.9M
Discretionary accounts: 0
Non-discretionary accounts: 5,848
Total accounts: 5,848
AUM per client: $134K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	4	$4.1M
High net worth individuals	160	$147.9M
Pension and profit sharing plans	3	$2.7M
Individuals (other than high net worth individuals)	4,386	$453.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Hourly charges
Other (described) — SOLICITOR FEES
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11A2
Q11D1
Q11D2
Q11D3
Q11D4
Q11D5
Q11E2
Q11E4

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.