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SMITH ASSET MANAGEMENT CO., LLC
CRD 127684File 801-81169
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$281.2M
Below cohort median (national)
Discretionary AUM
$281.2M
Clients
776
1,273 accounts
Employees
7
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 31, 2015
- Principal office
- 322 EAST PARK AVENUE, CHIEFLAND, FL, 32626
- Phone
- 352-493-7700
- Website
- https://www.smithamco.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $281.2M
- Discretionary AUM
- $281.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,273
- Non-discretionary accounts
- 0
- Total accounts
- 1,273
- AUM per client
- $362K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $2.4M |
| Charitable organizations | Fewer than 5 | $980K |
| High net worth individuals | 39 | $83.4M |
| State or municipal government entities | Fewer than 5 | $89K |
| Individuals (other than high net worth individuals) | 726 | $194.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 982 | 776 | decreased by206 |
| Apr 1, 2026 | AUM | $261,428,147 | $281,212,631 | increased by$19,784,484 |
| Apr 1, 2026 | Accounts | 1,180 | 1,273 | increased by93 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1 | 7 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 839 | 982 | increased by143 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $225,029,275 | $261,428,147 | increased by$36,398,872 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,097 | 1,180 | increased by83 |
| Apr 1, 2022 | Employees | 2 | 1 | decreased by1 |
| Apr 1, 2022 | Clients | 743 | 839 | increased by96 |
| Apr 1, 2022 | AUM | $209,306,003 | $225,029,275 | increased by$15,723,272 |
| Apr 1, 2022 | Accounts | 917 | 1,097 | increased by180 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SMITH ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SMITH ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.