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PEAKSTONE FINANCIAL ADVISORS
Legal name: PLOTKIN FINANCIAL ADVISORS, LLC
CRD 127635File 801-85168
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$255.9M
Below cohort median (national)
Discretionary AUM
$255.9M
Clients
319
710 accounts
Employees
4
Below cohort median in MD
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 13, 2015
- Principal office
- 8401 CONNECTICUT AVENUE, SUITE 401, CHEVY CHASE, MD, 20815-5833
- Phone
- 301-907-9790
- Website
- HTTP://WWW.PFALLC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $255.9M
- Discretionary AUM
- $255.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 710
- Non-discretionary accounts
- 0
- Total accounts
- 710
- AUM per client
- $802K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 116 | $195.8M |
| Pension and profit sharing plans | Fewer than 5 | $677K |
| Individuals (other than high net worth individuals) | 203 | $59.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Hourly charges
- Other (described) — PERCENTAGE OF RETIREMENT PLAN ASSETS
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 355 | 319 | decreased by36 |
| Apr 1, 2026 | AUM | $221,845,374 | $255,869,623 | increased by$34,024,249 |
| Apr 1, 2026 | Accounts | 711 | 710 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 352 | 355 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $206,541,545 | $221,845,374 | increased by$15,303,829 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 800 | 711 | decreased by89 |
| Apr 1, 2022 | Clients | 249 | 352 | increased by103 |
| Apr 1, 2022 | AUM | $169,881,087 | $206,541,545 | increased by$36,660,458 |
| Apr 1, 2022 | Accounts | 632 | 800 | increased by168 |
| Feb 1, 2022 | Employees | 7 | 5 | decreased by2 |
| Feb 1, 2022 | Clients | 219 | 249 | increased by30 |
| Feb 1, 2022 | AUM | $180,378,106 | $169,881,087 | decreased by$10,497,019 |
| Feb 1, 2022 | Accounts | 597 | 632 | increased by35 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PEAKSTONE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PEAKSTONE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.