PEAKSTONE FINANCIAL ADVISORS

Legal name: PLOTKIN FINANCIAL ADVISORS, LLC

CRD 127635File 801-85168

APPROVED

Retail clients

Custody

Filing as of Mar 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$255.9M

Below cohort median (national)

Discretionary AUM

$255.9M

Clients

319

710 accounts

Employees

Below cohort median in MD

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: PLRO
Registration date: Apr 13, 2015
Principal office: 8401 CONNECTICUT AVENUE, SUITE 401, CHEVY CHASE, MD, 20815-5833
Phone: 301-907-9790
Website: HTTP://WWW.PFALLC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $255.9M
Discretionary AUM: $255.9M
Non-discretionary AUM: $0
Discretionary accounts: 710
Non-discretionary accounts: 0
Total accounts: 710
AUM per client: $802K

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	116	$195.8M
Pension and profit sharing plans	Fewer than 5	$677K
Individuals (other than high net worth individuals)	203	$59.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Hourly charges
Other (described) — PERCENTAGE OF RETIREMENT PLAN ASSETS
A percentage of assets under your management

Advisory activities

Other
Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.