← Directory
OLIVER CAPITAL MANAGEMENT
Legal name: OLIVER CAPITAL MANAGEMENT, LLC
CRD 127606File 801-67157
APPROVED
Retail clients
Custody
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$505.5M
Above cohort median (national)
Discretionary AUM
$48.8M
Non-discretionary $456.7M
Clients
502
1,786 accounts
Employees
2
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 27, 2006
- Principal office
- 601 UNION STREET, SUITE 3010, SEATTLE, WA, 98101-4036
- Phone
- 206-775-7500
- Website
- HTTP://WWW.OLIVERCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $505.5M
- Discretionary AUM
- $48.8M
- Non-discretionary AUM
- $456.7M
- Discretionary accounts
- 6
- Non-discretionary accounts
- 1,780
- Total accounts
- 1,786
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 26 | $14.1M |
| High net worth individuals | 110 | $308.6M |
| Pension and profit sharing plans | 24 | $62.9M |
| Individuals (other than high net worth individuals) | 342 | $119.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 524 | 502 | decreased by22 |
| Apr 1, 2026 | AUM | $422,343,530 | $505,526,239 | increased by$83,182,709 |
| Apr 1, 2026 | Accounts | 1,717 | 1,786 | increased by69 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 2 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 791 | 524 | decreased by267 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $334,734,271 | $422,343,530 | increased by$87,609,259 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,538 | 1,717 | increased by179 |
| Apr 1, 2022 | Clients | 623 | 791 | increased by168 |
| Apr 1, 2022 | AUM | $270,201,711 | $334,734,271 | increased by$64,532,560 |
| Apr 1, 2022 | Accounts | 1,415 | 1,538 | increased by123 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OLIVER CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OLIVER CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.