OLIVER CAPITAL MANAGEMENT

Legal name: OLIVER CAPITAL MANAGEMENT, LLC

CRD 127606File 801-67157

APPROVED

Retail clients

Custody

Filing as of Mar 25, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$505.5M

Above cohort median (national)

Discretionary AUM

$48.8M

Non-discretionary $456.7M

Clients

502

1,786 accounts

Employees

Above cohort median in WA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: Sep 27, 2006
Principal office: 601 UNION STREET, SUITE 3010, SEATTLE, WA, 98101-4036
Phone: 206-775-7500
Website: HTTP://WWW.OLIVERCAPITAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $505.5M
Discretionary AUM: $48.8M
Non-discretionary AUM: $456.7M
Discretionary accounts: 6
Non-discretionary accounts: 1,780
Total accounts: 1,786
AUM per client: $1.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	26	$14.1M
High net worth individuals	110	$308.6M
Pension and profit sharing plans	24	$62.9M
Individuals (other than high net worth individuals)	342	$119.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.