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ESSEX FINANCIAL SERVICES, INC.
CRD 127549File 801-62242
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Dec 24, 2025
Feed vintage Aug 17, 2026
Regulatory AUM
$4.17B
Top 25% of cohort (national)
Discretionary AUM
$3.25B
Non-discretionary $922.7M
Clients
2,963
7,143 accounts
Employees
46
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 7, 2003
- Principal office
- 176 WESTBROOK ROAD, ESSEX, CT, 06426
- Phone
- 860-767-4300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.17B
- Discretionary AUM
- $3.25B
- Non-discretionary AUM
- $922.7M
- Discretionary accounts
- 6,417
- Non-discretionary accounts
- 726
- Total accounts
- 7,143
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $43.5M |
| Charitable organizations | 60 | $104.3M |
| High net worth individuals | 895 | $2.87B |
| Pension and profit sharing plans | 108 | $565.3M |
| State or municipal government entities | Fewer than 5 | $5.5M |
| Individuals (other than high net worth individuals) | 1,885 | $580.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.