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EAST GUILFORD FINANCIAL SERVICES LLC
CRD 127481File 801-122915
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$193.1M
Below cohort median (national)
Discretionary AUM
$116.3M
Non-discretionary $76.8M
Clients
301
732 accounts
Employees
1
Bottom 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Dec 21, 2021
- Principal office
- 145 DURHAM ROAD, STE. 9, MADISON, CT, 06443
- Phone
- 203-318-1177
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $193.1M
- Discretionary AUM
- $116.3M
- Non-discretionary AUM
- $76.8M
- Discretionary accounts
- 294
- Non-discretionary accounts
- 438
- Total accounts
- 732
- AUM per client
- $641K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 53 | $127.9M |
| Individuals (other than high net worth individuals) | 248 | $65.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 310 | 301 | decreased by9 |
| Feb 1, 2026 | AUM | $180,350,143 | $193,073,861 | increased by$12,723,718 |
| Feb 1, 2026 | Accounts | 707 | 732 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 282 | 310 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $144,329,265 | $180,350,143 | increased by$36,020,878 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 662 | 707 | increased by45 |
| Apr 1, 2022 | Clients | 285 | 282 | decreased by3 |
| Apr 1, 2022 | AUM | $144,191,385 | $144,329,265 | increased by$137,880 |
| Apr 1, 2022 | Accounts | 659 | 662 | increased by3 |
| Feb 1, 2022 | Clients | 284 | 285 | increased by1 |
| Feb 1, 2022 | AUM | $142,095,018 | $144,191,385 | increased by$2,096,367 |
| Jan 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EAST GUILFORD” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EAST GUILFORD” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.