KCD FINANCIAL, INC.

CRD 127473File 801-110069

APPROVED

Retail clients

Disclosure events

Filing as of Aug 11, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$202.1M

Below cohort median (national)

Discretionary AUM

$202.1M

Clients

1,257

1,259 accounts

Employees

Below cohort median in WI

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Mar 16, 2017
Principal office: 3061 ALLIED STREET, SUITE B, GREEN BAY, WI, 54304
Phone: 920-347-3400
Website: HTTP://WWW.KCDFINANCIAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $202.1M
Discretionary AUM: $202.1M
Non-discretionary AUM: $0
Discretionary accounts: 1,259
Non-discretionary accounts: 0
Total accounts: 1,259
AUM per client: $161K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	Not reported
High net worth individuals	22	$64.0M
Pension and profit sharing plans	Fewer than 5	Not reported
Individuals (other than high net worth individuals)	1,235	$138.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Hourly charges
Other (described) — A PORTION OF FEES PAID TO 3RD PARTY ADVISORS
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11G
Q11D2
Q11E2
Q11E4

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.