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KCD FINANCIAL, INC.
CRD 127473File 801-110069
APPROVED
Retail clients
Disclosure events
Filing as of Aug 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$202.1M
Below cohort median (national)
Discretionary AUM
$202.1M
Clients
1,257
1,259 accounts
Employees
29
Below cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 16, 2017
- Principal office
- 3061 ALLIED STREET, SUITE B, GREEN BAY, WI, 54304
- Phone
- 920-347-3400
- Website
- HTTP://WWW.KCDFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $202.1M
- Discretionary AUM
- $202.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,259
- Non-discretionary accounts
- 0
- Total accounts
- 1,259
- AUM per client
- $161K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | Not reported |
| High net worth individuals | 22 | $64.0M |
| Pension and profit sharing plans | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 1,235 | $138.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — A PORTION OF FEES PAID TO 3RD PARTY ADVISORS
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11D2
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 28 | 29 | increased by1 |
| Apr 1, 2026 | Clients | 1,145 | 1,257 | increased by112 |
| Apr 1, 2026 | AUM | $182,585,838 | $202,092,404 | increased by$19,506,566 |
| Apr 1, 2026 | Accounts | 697 | 1,259 | increased by562 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 50 | 28 | decreased by22 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 752 | 1,145 | increased by393 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $130,362,000 | $182,585,838 | increased by$52,223,838 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 735 | 697 | decreased by38 |
| May 1, 2022 | Employees | 49 | 50 | increased by1 |
| Apr 1, 2022 | Employees | 54 | 49 | decreased by5 |
| Apr 1, 2022 | Clients | 697 | 752 | increased by55 |
| Apr 1, 2022 | AUM | $121,470,000 | $130,362,000 | increased by$8,892,000 |
| Apr 1, 2022 | Accounts | 687 | 735 | increased by48 |
| Nov 1, 2021 | Employees | 55 | 54 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KCD FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KCD FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.