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SPECTRUM FINANCIAL RESOURCES
Legal name: SPECTRUM FINANCIAL RESOURCES, LLC
CRD 127453File 801-126271
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$235.3M
Below cohort median (national)
Discretionary AUM
$87.5M
Non-discretionary $147.8M
Clients
723
1,162 accounts
Employees
6
Below cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 23, 2022
- Principal office
- 1661 W. BIG BEAVER, TROY, MI, 48084
- Phone
- 248-643-0033
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $235.3M
- Discretionary AUM
- $87.5M
- Non-discretionary AUM
- $147.8M
- Discretionary accounts
- 348
- Non-discretionary accounts
- 814
- Total accounts
- 1,162
- AUM per client
- $325K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $98K |
| High net worth individuals | 139 | $91.5M |
| Individuals (other than high net worth individuals) | 584 | $143.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REFERRAL FEES FROM THIRD-PARTY MANAGERS
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.