← Directory
ALLEGIANCE FINANCIAL ADVISORS, INC.
CRD 127293File 801-121302
APPROVED
Retail clients
Filing as of Feb 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$181.9M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $181.9M
Clients
338
480 accounts
Employees
7
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 27, 2021
- Principal office
- 3112 ST. JOHNS BLUFF ROAD SOUTH, JACKSONVILLE, FL, 32246-3712
- Phone
- 904-642-4401
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $181.9M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $181.9M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 480
- Total accounts
- 480
- AUM per client
- $538K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $79K |
| High net worth individuals | 97 | $115.9M |
| Pension and profit sharing plans | Fewer than 5 | $8.6M |
| Individuals (other than high net worth individuals) | 239 | $57.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 311 | 338 | increased by27 |
| Mar 1, 2026 | AUM | $154,045,384 | $181,937,021 | increased by$27,891,637 |
| Mar 1, 2026 | Accounts | 443 | 480 | increased by37 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 269 | 311 | increased by42 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $135,272,522 | $154,045,384 | increased by$18,772,862 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 386 | 443 | increased by57 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 218 | 269 | increased by51 |
| Apr 1, 2022 | AUM | $107,770,833 | $135,272,522 | increased by$27,501,689 |
| Apr 1, 2022 | Accounts | 363 | 386 | increased by23 |
| Jun 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALLEGIANCE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALLEGIANCE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.