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ABS GLOBAL INVESTMENTS
Legal name: ABS INVESTMENT MANAGEMENT LLC
CRD 127290File 801-62188
APPROVED
Custody
Filing as of Jun 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$10.48B
Top 10% of cohort (national)
Discretionary AUM
$8.99B
Non-discretionary $1.49B
Clients
19
21 accounts
Employees
47
Top 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 1, 2003
- Principal office
- 2187 ATLANTIC STREET, STAMFORD, CT, 06902
- Phone
- 203-618-3700
- Website
- HTTP://WWW.ABSINV.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.48B
- Discretionary AUM
- $8.99B
- Non-discretionary AUM
- $1.49B
- Discretionary accounts
- 18
- Non-discretionary accounts
- 3
- Total accounts
- 21
- AUM per client
- $551.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 2 | $387.1M |
| Charitable organizations | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Pooled investment vehicles | 16 | $9.31B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $492.3M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 20 | 19 | decreased by1 |
| Apr 1, 2026 | Employees | 45 | 47 | increased by2 |
| Apr 1, 2026 | Clients | 18 | 20 | increased by2 |
| Apr 1, 2026 | AUM | $8,152,866,290 | $10,480,492,211 | increased by$2,327,625,921 |
| Apr 1, 2026 | Accounts | 18 | 21 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 35 | 45 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 20 | 18 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,871,705,251 | $8,152,866,290 | increased by$281,161,039 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 20 | 18 | decreased by2 |
| May 1, 2022 | AUM | $7,871,822,407 | $7,871,705,251 | decreased by$117,156 |
| Apr 1, 2022 | Employees | 31 | 35 | increased by4 |
| Apr 1, 2022 | Clients | 17 | 20 | increased by3 |
| Apr 1, 2022 | AUM | $7,381,448,228 | $7,871,822,407 | increased by$490,374,179 |
| Apr 1, 2022 | Accounts | 17 | 20 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ABS GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ABS GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.