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THE INSTITUTE
Legal name: INSTITUTE FOR WEALTH MANAGEMENT LLC
CRD 127207File 801-67624
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.37B
Above cohort median (national)
Discretionary AUM
$1.36B
Non-discretionary $10.4M
Clients
817
1,684 accounts
Employees
18
Top 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 7, 2007
- Principal office
- 9878 W. BELLEVIEW AVE., #2306, DENVER, CO, 80123
- Phone
- 303-572-3500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.37B
- Discretionary AUM
- $1.36B
- Non-discretionary AUM
- $10.4M
- Discretionary accounts
- 1,677
- Non-discretionary accounts
- 7
- Total accounts
- 1,684
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $6.0M |
| Charitable organizations | Fewer than 5 | $46K |
| High net worth individuals | 191 | $1.19B |
| Pooled investment vehicles | 1 | $22.6M |
| Pension and profit sharing plans | 6 | $10.2M |
| Individuals (other than high net worth individuals) | 612 | $139.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 19 | 18 | decreased by1 |
| Jul 1, 2026 | Employees | 22 | 19 | decreased by3 |
| Apr 1, 2026 | Employees | 5 | 22 | increased by17 |
| Apr 1, 2026 | AUM | $1,154,643,475 | $1,370,272,066 | increased by$215,628,591 |
| Apr 1, 2026 | Accounts | 1,848 | 1,684 | decreased by164 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 827 | 817 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $880,528,948 | $1,154,643,475 | increased by$274,114,527 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,740 | 1,848 | increased by108 |
| Apr 1, 2022 | Clients | 1,011 | 827 | decreased by184 |
| Apr 1, 2022 | AUM | $781,556,036 | $880,528,948 | increased by$98,972,912 |
| Apr 1, 2022 | Accounts | 2,090 | 1,740 | decreased by350 |
| Feb 1, 2022 | Employees | 5 | 4 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INSTITUTE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INSTITUTE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.