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THE INSTITUTE
Legal name: INSTITUTE FOR WEALTH MANAGEMENT LLC
CRD 127207File 801-67624
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.37B
Above cohort median (national)
Discretionary AUM
$1.36B
Non-discretionary $10.4M
Clients
817
1,684 accounts
Employees
18
Top 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 7, 2007
- Principal office
- 9878 W. BELLEVIEW AVE., #2306, DENVER, CO, 80123
- Phone
- 303-572-3500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.37B
- Discretionary AUM
- $1.36B
- Non-discretionary AUM
- $10.4M
- Discretionary accounts
- 1,677
- Non-discretionary accounts
- 7
- Total accounts
- 1,684
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $6.0M |
| Charitable organizations | Fewer than 5 | $46K |
| High net worth individuals | 191 | $1.19B |
| Pooled investment vehicles | 1 | $22.6M |
| Pension and profit sharing plans | 6 | $10.2M |
| Individuals (other than high net worth individuals) | 612 | $139.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.