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BTC CAPITAL MANAGEMENT
Legal name: BTC CAPITAL MANAGEMENT, INC.
CRD 127158File 801-62140
APPROVED
Custody
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.60B
Top 25% of cohort (national)
Discretionary AUM
$3.21B
Non-discretionary $1.39B
Clients
80
2,199 accounts
Employees
17
Top 25% of cohort in IA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 1, 2003
- Principal office
- 453 7TH STREET, DES MOINES, IA, 50309-3702
- Phone
- 515-245-5638
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.60B
- Discretionary AUM
- $3.21B
- Non-discretionary AUM
- $1.39B
- Discretionary accounts
- 2,192
- Non-discretionary accounts
- 7
- Total accounts
- 2,199
- AUM per client
- $57.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 21 | $222.4M |
| Insurance companies | 4 | $78.6M |
| Charitable organizations | 34 | $292.9M |
| Pooled investment vehicles | 3 | $63.1M |
| Banking or thrift institutions | 18 | $3.67B |
| Pension and profit sharing plans | Fewer than 5 | $175.5M |
| State or municipal government entities | Fewer than 5 | $94.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Publications
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 18 | 17 | decreased by1 |
| Apr 1, 2026 | AUM | $4,188,851,296 | $4,598,715,309 | increased by$409,864,013 |
| Apr 1, 2026 | Accounts | 2,262 | 2,199 | decreased by63 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 94 | 80 | decreased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,267,137,347 | $4,188,851,296 | decreased by$78,286,051 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,263 | 2,262 | decreased by1 |
| Apr 1, 2022 | Employees | 17 | 18 | increased by1 |
| Apr 1, 2022 | Clients | 109 | 94 | decreased by15 |
| Apr 1, 2022 | AUM | $3,940,996,039 | $4,267,137,347 | increased by$326,141,308 |
| Apr 1, 2022 | Accounts | 2,349 | 2,263 | decreased by86 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BTC CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BTC CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.