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SOWELL MANAGEMENT
Legal name: SOWELL FINANCIAL SERVICES, LLC
CRD 127145File 801-63991
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.81B
Top 25% of cohort (national)
Discretionary AUM
$4.74B
Non-discretionary $70.3M
Clients
6,624
16,763 accounts
Employees
162
Top 10% of cohort in AR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- May 27, 2005
- Principal office
- 5320 NORTHSHORE DRIVE, NORTH LITTLE ROCK, AR, 72118
- Phone
- 501-219-2434
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.81B
- Discretionary AUM
- $4.74B
- Non-discretionary AUM
- $70.3M
- Discretionary accounts
- 16,699
- Non-discretionary accounts
- 64
- Total accounts
- 16,763
- AUM per client
- $726K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 196 | $353.1M |
| Charitable organizations | 32 | $16.8M |
| High net worth individuals | 400 | $2.03B |
| Pension and profit sharing plans | 116 | $156.7M |
| Individuals (other than high net worth individuals) | 5,880 | $2.25B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11D5
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 146 | 162 | increased by16 |
| Apr 1, 2026 | Clients | 6,572 | 6,624 | increased by52 |
| Apr 1, 2026 | AUM | $4,230,990,937 | $4,808,161,332 | increased by$577,170,395 |
| Apr 1, 2026 | Accounts | 13,257 | 16,763 | increased by3,506 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 124 | 146 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5,606 | 6,572 | increased by966 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,777,768,242 | $4,230,990,937 | increased by$1,453,222,695 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 11,278 | 13,257 | increased by1,979 |
| Apr 1, 2022 | Employees | 160 | 124 | decreased by36 |
| Apr 1, 2022 | Clients | 7,619 | 5,606 | decreased by2,013 |
| Apr 1, 2022 | AUM | $3,171,562,491 | $2,777,768,242 | decreased by$393,794,249 |
| Apr 1, 2022 | Accounts | 15,810 | 11,278 | decreased by4,532 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOWELL MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOWELL MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.