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ALLGEN FINANCIAL ADVISORS, INC.
CRD 126877File 801-80077
APPROVED
Retail clients
Custody
Filing as of Jul 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$475.2M
Above cohort median (national)
Discretionary AUM
$475.2M
Clients
1,097
2,557 accounts
Employees
18
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jul 15, 2014
- Principal office
- 100 W. LUCERNE CIRCLE, SUITE 200, ORLANDO, FL, 32801
- Phone
- 407-210-3888
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $475.2M
- Discretionary AUM
- $475.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,557
- Non-discretionary accounts
- 0
- Total accounts
- 2,557
- AUM per client
- $433K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 35 | $22.1M |
| Charitable organizations | Fewer than 5 | $7.2M |
| High net worth individuals | 99 | $260.3M |
| Individuals (other than high net worth individuals) | 963 | $185.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 17 | 18 | increased by1 |
| Apr 1, 2026 | Employees | 15 | 17 | increased by2 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 1,004 | 1,097 | increased by93 |
| Apr 1, 2026 | AUM | $392,518,934 | $475,182,812 | increased by$82,663,878 |
| Apr 1, 2026 | Accounts | 2,319 | 2,557 | increased by238 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 17 | 15 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,022 | 1,004 | decreased by18 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $321,518,894 | $392,518,934 | increased by$71,000,040 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,255 | 2,319 | increased by64 |
| Apr 1, 2022 | Employees | 16 | 17 | increased by1 |
| Apr 1, 2022 | Clients | 855 | 1,022 | increased by167 |
| Apr 1, 2022 | AUM | $263,570,000 | $321,518,894 | increased by$57,948,894 |
| Apr 1, 2022 | Accounts | 1,700 | 2,255 | increased by555 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALLGEN FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALLGEN FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.