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PROVENANCE WEALTH ADVISORS
Legal name: PROVENANCE WEALTH ADVISORS, LLC
CRD 126529File 801-113505
APPROVED
Retail clients
Filing as of Sep 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.63B
Top 25% of cohort (national)
Discretionary AUM
$1.81B
Non-discretionary $1.82B
Clients
3,111
3,820 accounts
Employees
52
Top 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jun 25, 2018
- Principal office
- 200 EAST LAS OLAS BOULEVARD, 19TH FLOOR, FORT LAUDERDALE, FL, 33301
- Phone
- 954-712-8888
- Website
- HTTP://WWW.PROVWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.63B
- Discretionary AUM
- $1.81B
- Non-discretionary AUM
- $1.82B
- Discretionary accounts
- 1,710
- Non-discretionary accounts
- 2,110
- Total accounts
- 3,820
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 122 | $330.4M |
| Charitable organizations | 6 | $10.3M |
| High net worth individuals | 524 | $1.91B |
| Pension and profit sharing plans | 119 | $1.17B |
| Individuals (other than high net worth individuals) | 2,340 | $205.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 12, 2026 | Clients | 3,342 | 3,111 | decreased by231 |
| Sep 12, 2026 | AUM | $4,444,535,753 | $3,627,176,290 | decreased by$817,359,463 |
| Sep 12, 2026 | Accounts | 4,358 | 3,820 | decreased by538 |
| Feb 1, 2026 | Employees | 49 | 52 | increased by3 |
| Feb 1, 2026 | Clients | 3,226 | 3,342 | increased by116 |
| Feb 1, 2026 | AUM | $3,523,875,805 | $4,444,535,753 | increased by$920,659,948 |
| Feb 1, 2026 | Accounts | 4,221 | 4,358 | increased by137 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 54 | 49 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 153 | 3,226 | increased by3,073 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $794,509,879 | $3,523,875,805 | increased by$2,729,365,926 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 153 | 4,221 | increased by4,068 |
| Apr 1, 2022 | Employees | 45 | 54 | increased by9 |
| Apr 1, 2022 | Clients | 97 | 153 | increased by56 |
| Apr 1, 2022 | AUM | $549,232,181 | $794,509,879 | increased by$245,277,698 |
| Apr 1, 2022 | Accounts | 98 | 153 | increased by55 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PROVENANCE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PROVENANCE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.