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AJF CAPITAL MANAGEMENT, INC.
CRD 126414File 801-94167
APPROVED
Retail clients
Filing as of Jul 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$178.5M
Bottom 25% of cohort (national)
Discretionary AUM
$178.5M
Clients
313
540 accounts
Employees
4
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 24, 2015
- Principal office
- 211 EAST 43RD ST., SUITE 2004, NEW YORK, NY, 10017
- Phone
- 212-779-0789
- Website
- https://www.ajfcapital.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $178.5M
- Discretionary AUM
- $178.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 540
- Non-discretionary accounts
- 0
- Total accounts
- 540
- AUM per client
- $570K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $639K |
| High net worth individuals | 97 | $124.5M |
| Pension and profit sharing plans | 29 | $3.8M |
| Individuals (other than high net worth individuals) | 183 | $49.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Clients | 500 | 313 | decreased by187 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $169,141,355 | $178,528,881 | increased by$9,387,526 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 615 | 540 | decreased by75 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 4 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 337 | 500 | increased by163 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $131,472,684 | $169,141,355 | increased by$37,668,671 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 538 | 615 | increased by77 |
| Jan 1, 2022 | Employees | 5 | 6 | increased by1 |
| Jan 1, 2022 | AUM | $107,921,907 | $131,472,684 | increased by$23,550,777 |
| Jan 1, 2022 | Accounts | 501 | 538 | increased by37 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AJF CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AJF CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.