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THAMES FINANCIAL MANAGEMENT
Legal name: CDM FINANCIAL COUNSELING SERVICES, INC.
CRD 126295File 801-112929
APPROVED
Retail clients
Custody
Filing as of Jan 19, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$315.4M
Below cohort median (national)
Discretionary AUM
$190.8M
Non-discretionary $124.6M
Clients
302
593 accounts
Employees
2
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Apr 23, 2018
- Principal office
- 457 WEST MAIN STREET, NORWICH, CT, 06360
- Phone
- 860-886-5108
- Website
- https://www.thamesct.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $315.4M
- Discretionary AUM
- $190.8M
- Non-discretionary AUM
- $124.6M
- Discretionary accounts
- 347
- Non-discretionary accounts
- 246
- Total accounts
- 593
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $10.4M |
| High net worth individuals | 106 | $245.4M |
| Pension and profit sharing plans | 5 | $8.9M |
| Individuals (other than high net worth individuals) | 186 | $50.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.