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DCM ADVISORS, LLC
CRD 126248File 801-112041
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$260.5M
Below cohort median (national)
Discretionary AUM
$260.5M
Clients
51
51 accounts
Employees
11
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 16, 2017
- Principal office
- 33 WHITEHALL STREET, 11TH FLOOR, NEW YORK, NY, 10004
- Phone
- 917-386-6260
- Website
- HTTP://WWW.DCMADVISORS.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $260.5M
- Discretionary AUM
- $260.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 51
- Non-discretionary accounts
- 0
- Total accounts
- 51
- AUM per client
- $5.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $886K |
| Investment companies | 1 | $122.6M |
| High net worth individuals | 8 | $17.2M |
| Pension and profit sharing plans | 6 | $112.0M |
| Individuals (other than high net worth individuals) | 34 | $7.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.