← Directory
DCM ADVISORS, LLC
CRD 126248File 801-112041
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$260.5M
Below cohort median (national)
Discretionary AUM
$260.5M
Clients
51
51 accounts
Employees
11
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 16, 2017
- Principal office
- 33 WHITEHALL STREET, 11TH FLOOR, NEW YORK, NY, 10004
- Phone
- 917-386-6260
- Website
- HTTP://WWW.DCMADVISORS.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $260.5M
- Discretionary AUM
- $260.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 51
- Non-discretionary accounts
- 0
- Total accounts
- 51
- AUM per client
- $5.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $886K |
| Investment companies | 1 | $122.6M |
| High net worth individuals | 8 | $17.2M |
| Pension and profit sharing plans | 6 | $112.0M |
| Individuals (other than high net worth individuals) | 34 | $7.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 12 | 11 | decreased by1 |
| Apr 1, 2026 | Clients | 57 | 51 | decreased by6 |
| Apr 1, 2026 | AUM | $220,149,441 | $260,523,078 | increased by$40,373,637 |
| Apr 1, 2026 | Accounts | 58 | 51 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 12 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 129 | 57 | decreased by72 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $406,587,457 | $220,149,441 | decreased by$186,438,016 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 129 | 58 | decreased by71 |
| Apr 1, 2022 | Employees | 10 | 14 | increased by4 |
| Apr 1, 2022 | Clients | 194 | 129 | decreased by65 |
| Apr 1, 2022 | AUM | $256,768,101 | $406,587,457 | increased by$149,819,356 |
| Apr 1, 2022 | Accounts | 194 | 129 | decreased by65 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DCM ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DCM ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.